The Legal Podcast Network

How to Raise Capital Legally Without Violating SEC Rules

18 min · 3. kesä 2026
jakson How to Raise Capital Legally Without Violating SEC Rules kansikuva

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Episode Summary:  In this episode of the Capital Stack Show, host Leann Lyon sits down with Shams Merchant, a commercial real estate private equity attorney, to explore the intricacies of raising capital in real estate syndications. Shams provides a detailed breakdown of when raising money becomes a securities offering and explains the significance of Regulation D, including its exemptions 506B and 506C. The conversation delves into the legal requirements for syndicators, the importance of pre-existing relationships, and the distinction between accredited and non-accredited investors. Shams also highlights common misconceptions about capital raising and discusses the potential legal consequences of non-compliance. This episode is essential for anyone involved in real estate investments, offering valuable insights into maintaining compliance and avoiding legal pitfalls. Key Timestamps: 00:01 – Introduction 00:29 – When Raising Capital Becomes a Securities Offering 02:08 – Understanding Regulation D 03:34 – Exemptions 506B and 506C Explained 04:48 – Public Solicitation and Pre-Existing Relationships 06:54 – Accredited vs. Non-Accredited Investors 09:15 – Misconceptions About Raising Capital 12:14 – Joint Ventures as an Alternative 14:14 – Consequences of Non-Compliance 15:48 – SEC and State Securities Regulators 16:47 – Importance of Doing It Right the First Time About the Show:  The Capital Stack Show is a must-listen for real estate investors and professionals looking to deepen their understanding of real estate syndications and funds. The show features expert insights from industry leaders like Shams Merchant, offering practical advice on structuring deals, raising capital, and navigating the complexities of securities law. With a focus on clarity and compliance, the podcast aims to equip listeners with the knowledge needed to succeed in the competitive world of real estate investment.

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jakson What Are the Most Common Immigration Paths? kansikuva

What Are the Most Common Immigration Paths?

Episode Summary: In this episode of the Immigration Clarity Podcast, host Sean O'Connor speaks with attorney Joceline Andrade, a partner at Andrade, Barbosa, and Santos LLC. Joceline shares her extensive experience in family-based immigration and removal defense, offering insights into the most common immigration paths and their practical applications. She discusses her unique background working for the U.S. government and how it informs her current practice, particularly in removal cases. Joceline outlines various immigration options, such as asylum, family-based petitions, and the complexities of obtaining waivers for those who entered the U.S. illegally. This episode provides valuable information for individuals and families navigating the intricate U.S. immigration system, emphasizing the importance of consulting with knowledgeable attorneys to explore potential paths to legal status. Key Timestamps: 00:01 – Introduction 0:21 – Meet Attorney Joceline Andrade 1:08 – Joceline's Background and Experience 2:23 – Founding Andrade, Barbosa, and Santos LLC 3:13 – Common Immigration Paths Explained 4:13 – Challenges of Asylum Claims 5:09 – Cancellation of Removal Criteria 6:03 – Family-Based Immigration Options 7:14 – Petitioning for Parents by U.S. Citizen Children 8:43 – Adjusting Status While in the U.S. 9:39 – Factors Affecting Immigration Path Eligibility 10:08 – Key Questions in Immigration Consultations 12:28 – Navigating Multiple Immigration Options 14:22 – Benefits of Joceline's Government Experience About the Show: Immigration Clarity Podcast is dedicated to demystifying complex immigration issues for individuals and families seeking clarity on their legal options. Hosted by Sean O'Connor, the show features in-depth discussions with experienced attorneys and experts who provide valuable insights into various immigration paths, processes, and challenges. The podcast aims to empower listeners with the knowledge they need to navigate the U.S. immigration system effectively, offering practical advice and support for those facing immigration-related decisions. #ImmigrationClarity #JocelineAndrade #FamilyBasedImmigration #RemovalDefense #AsylumProcess

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