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Podcast af CSS (Compliance Solutions Strategies)

A CSS RegTech podcast series on moving from a tactical to strategic approach to regulatory compliance. The global regulatory space is complex and fragmented. Financial firms can address this problem through tactical responses to regulatory deadlines or think more strategically on how to optimize their compliance data, operations and technology. The Compliance Solutions Strategies weekly podcast features regulatory experts, former Chief Compliance Officers, cybersecurity specialists, industry partners and RegTech collaborators to help prepare investment management firms for changes on the regulatory horizon.

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Alle episoder

83 episoder
episode Investment Monitoring Rewind & 2022 Preview artwork
Investment Monitoring Rewind & 2022 Preview

In this episode, CSS’s Regulatory Content Manager Greg Hotaling and Product Manager Mike Marmo recap the world of investment monitoring in 2021 and give a sneak preview to what’s next in shareholding disclosure and position limit monitoring in 2022.

27. dec. 2021 - 23 min
episode Evolutionary Changes in Regulatory Compliance in 2022 artwork
Evolutionary Changes in Regulatory Compliance in 2022

In this episode, CSS’s SVP of Business Development Ashley Smith takes a trip around the world to discuss evolutionary changes for regulatory compliance in 2022 from SFDR and PRIIPs to AIFMD II and 18f-4.

20. dec. 2021 - 7 min
episode Trends in Transaction Reporting in 2022 artwork
Trends in Transaction Reporting in 2022

In this episode, CSS’s Transaction Reporting product team of Alexis Wiazmitinoff and Nicklas Nilsson make predictions on trends in transaction reporting in 2022 – from updates to SFTR to preparation for EMIR REFIT.

13. dec. 2021 - 5 min
episode The Perfect Storm – PRIIPs and SFDR in 2022 artwork
The Perfect Storm – PRIIPs and SFDR in 2022

In this episode, CSS’s Chief Product Officer Ronan Brennan makes predictions for PRIIPs and how the regulatory landscape in 2022 with PRIIPs and SFDR is reminiscent of 2018 with the implementation of PRIIPs and MiFID II.

06. dec. 2021 - 7 min
episode What’s Next for Cybersecurity in 2022? artwork
What’s Next for Cybersecurity in 2022?

In this episode, CSS’s team of cybersecurity experts E.J. Yerzak and Mike Farrell recap the 2021 cybersecurity landscape and predict what’s next for 2022.

29. nov. 2021 - 9 min
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