Episode 75: From Compliance to Catalyst: AI’s Role in RegTech – Part 3

Episode 77: The Bank Marketing Compliance Risks You’re Missing - Part 2

This week’s COMPLY episode is the final part of a two-part discussion between our own Ashley Cianci, Katie Daley Infante, and Brilene Feyler, as they discuss the latest research that reveals where regulatory and brand risk is hiding across affiliate, publisher, and third-party pages, and why traditional controls miss it. In this episode, we discuss:  * Ignoring marketing compliance isn't a legal defense: regulators won't accept "we didn't know," and the "ostrich approach" (head in the sand) leads to hefty fines and enforcement actions, not forgiveness.  * AI and LLMs are amplifying compliance blind spots : over a third of AI-recommended URLs for major brands aren't actually owned by the brand, some point to phishing; consumers treat AI answers as fact without verification.  * Marketing compliance is a growth enabler, not a blocker: mature programs shift from bottleneck approval processes to upstream guardrails that empower marketers and creators to launch compliant campaigns faster. Show Notes: * Catch up on Part 1: https://performline.com/blog-post/episode-76-the-bank-marketing-compliance-risks-youre-missing-part-1  [https://performline.com/blog-post/episode-76-the-bank-marketing-compliance-risks-youre-missing-part-1 ] * Download the full report, The Top Marketing Compliance Risks for Leading Banks: https://content.performline.com/top-marketing-compliance-risks-for-leading-banks [https://content.performline.com/top-marketing-compliance-risks-for-leading-banks%20%20] * Connect with Ashley Cianci on LinkedIn: https://www.linkedin.com/in/ashley-cianci/ [https://www.linkedin.com/in/ashley-cianci/] * Connect with Brilene Feyler on LinkedIn: https://www.linkedin.com/in/brilenefeyler/ [https://www.linkedin.com/in/brilenefeyler/] * Connect with Katie Daley Infante on LinkedIn: https://www.linkedin.com/in/daleykatherine/ [https://www.linkedin.com/in/daleykatherine/] * Subscribe to PerformLine to stay connected to resources and updates:  https://lp.performline.com/subscribe-to-performline [https://lp.performline.com/subscribe-to-performline]

Episode 76: The Bank Marketing Compliance Risks You’re Missing - Part 1

This is the first part of a two-part discussion between PerformLine's Ashley Cianci, Katie Daley Infante, and Brilene Feyler, as they discuss the latest research [https://content.performline.com/top-marketing-compliance-risks-for-leading-banks] that reveals that marketing compliance risk isn't random and where regulatory and brand risk is hiding across affiliate, publisher, and third-party pages, and why traditional controls miss it. In this episode, we dive into:  * Predictable Risks: 65% of compliance issues clustered into a small number of repeatable patterns.  * Visibility Gaps: 8% of discovered pages showed potential compliance risk, often lived on affiliate and third-party sites. * Systemic Risk for Traditional Bank Marketing Compliance: How banks are evolving their marketing compliance oversight to ensure compliance during content creation; pre-publication; and collaboration between marketing and compliance teams to prevent potential issues and maintain brand integrity. Show Notes: * Download the full report, The Top Marketing Compliance Risks for Leading Banks: https://content.performline.com/top-marketing-compliance-risks-for-leading-banks [https://content.performline.com/top-marketing-compliance-risks-for-leading-banks ] * Connect with Ashley Cianci on LinkedIn: https://www.linkedin.com/in/ashley-cianci/ [https://www.linkedin.com/in/ashley-cianci/] * Connect with Brilene Feyler on LinkedIn: https://www.linkedin.com/in/brilenefeyler/ [https://www.linkedin.com/in/brilenefeyler/] * Connect with Katie Daley Infante on LinkedIn: https://www.linkedin.com/in/daleykatherine/ [https://www.linkedin.com/in/daleykatherine/] * Subscribe to PerformLine to stay connected to resources and updates: https://lp.performline.com/subscribe-to-performline [https://lp.performline.com/subscribe-to-performline]

Episode 75: From Compliance to Catalyst: AI’s Role in RegTech – Part 3

This week’s COMPLY episode is final discussion between John Zanzarella, PerformLine’s CRO, Ed Vincent, CEO of Lumio, Kunal Datta, Head of Product at Unit21, and Anna Fridman, Co-Founder of Spring Labs, as they take a deep dive into the transformative impact of AI on RegTech, exploring how AI-driven solutions are redefining compliance strategies for financial institutions. This episode highlights: * RegTechs are evolving to meet rising compliance expectations, offering faster and smarter AI-driven compliance solutions. * Financial institutions are adopting proactive, data-driven strategies to strengthen compliance and stay ahead of risk. * Emerging trends: how AI and automation are transforming scale by boosting efficiency and enabling smarter risk management Show Notes: * Listen to Part 1: https://performline.com/blog-post/episode-73-from-compliance-to-catalyst-ai-role-in-regtech-part-1/ [https://performline.com/blog-post/episode-73-from-compliance-to-catalyst-ai-role-in-regtech-part-1/] * Listen to Part 2: https://performline.com/blog-post/episode-74-from-compliance-to-catalyst-ai-role-in-regtech-part-2/ [https://performline.com/blog-post/episode-74-from-compliance-to-catalyst-ai-role-in-regtech-part-2/] * Connect with John Zanzarella: https://www.linkedin.com/in/johnzanzarella/ [https://www.linkedin.com/in/johnzanzarella/] * Subscribe to PerformLine to stay connected to resources and updates: https://lp.performline.com/subscribe-to-performline [https://lp.performline.com/subscribe-to-performline]

Episode 74: From Compliance to Catalyst: AI's Role in RegTech - Part 2

This week's COMPLY episode is part 2 of a discussion between John Zanzarella, PerformLine’s CRO, Ed Vincent, CEO of Lumio, Kunal Datta, Head of Product at Unit21, and Anna Fridman, Co-Founder of Spring Labs, as they take a deep dive into the transformative impact of AI on RegTech, exploring how AI-driven solutions are redefining compliance strategies for financial institutions. This episode highlights: * Responsible AI Adoption: Technology must be responsible, explainable and auditable, not just powerful. * Practical AI Applications in Compliance: How to leverage AI tools integrated with existing platforms to improve efficiency and compliance quality. * Risk-Based Approach: custom automation settings and profiles; maintain transparency, auditability, and human oversight. Show Notes: * Listen to Episode 1: https://performline.com/blog-post/episode-73-from-compliance-to-catalyst-ai-role-in-regtech-part-1/ [https://performline.com/blog-post/episode-73-from-compliance-to-catalyst-ai-role-in-regtech-part-1/] * Connect with John Zanzarella: https://www.linkedin.com/in/johnzanzarella/ [https://www.linkedin.com/in/johnzanzarella/] * Subscribe to PerformLine to stay connected to resources and updates: https://lp.performline.com/subscribe-to-performline [https://lp.performline.com/subscribe-to-performline]

From Compliance to Catalyst: AI's Role in RegTech - Part 1

This COMPLY Podcast episode is part 1 of a discussion between John Zanzarella, PerformLine’s CRO, Ed Vincent, CEO of Lumio, Kunal Datta, Head of Product at Unit21, and Anna Fridman, Co-Founder of Spring Labs, as they take a deep dive into the transformative impact of AI on RegTech, exploring how AI-driven solutions are redefining compliance strategies for financial institutions.  This episode highlights: * RegTechs are evolving to meet rising compliance expectations, offering faster and smarter AI-driven compliance solutions. * Financial institutions are adopting proactive, data-driven strategies to strengthen marketing compliance and stay ahead of risk. * AI and automation are transforming scale by boosting efficiency and enabling smarter risk management. Show Notes: * Connect with John Zanzarella: https://www.linkedin.com/in/johnzanzarella/ [https://www.linkedin.com/in/johnzanzarella/] * Subscribe to PerformLine to stay connected to resources and updates: https://lp.performline.com/subscribe-to-performline [https://lp.performline.com/subscribe-to-performline] About COMPLY: The Marketing Compliance Podcast The state of marketing compliance and regulation is evolving faster than ever. On the COMPLY Podcast, we sit down with the biggest names in marketing, compliance, regulations, and innovation as they share their playbooks to help you take your compliance practice to the next level.