Understanding Collective Investment Schemes

Understanding Collective Investment Schemes

In this episode, associates Abbie Coleman [https://collyerbristow.com/people-listing/abbie-coleman/] (Commercial Disputes) and Luke Naylor [https://collyerbristow.com/people-listing/luke-naylor/] (Corporate) provide a clear overview of collective investment schemes (CIS), including what they are, how they are defined under the Financial Services and Markets Act 2000, and how they are regulated in the UK. The discussion explores the distinction between regulated and unregulated schemes, the role of the Financial Conduct Authority, and the significant risks associated with unregulated investments. The speakers also explain the financial promotion regime, including key exemptions for high net worth and sophisticated investors. Finally, the episode examines investor protection mechanisms, including the Financial Ombudsman Service and the Financial Services Compensation Scheme, alongside practical guidance on potential civil claims and recent enforcement cases such as Harlequin Property and Argento Wealth. A practical, whistle-stop guide for investors, advisers, and professionals navigating the regulatory perimeter around CIS.

Beyond Mediation: Exploring Lesser-Known Forms of Alternative Dispute Resolution

In this second episode on alternative dispute resolution (ADR), associates from Collyer Bristow’s Commercial Disputes and Construction teams explore some of the less familiar but highly effective methods of resolving disputes. Abbie Coleman and Tami Davis discuss expert determination and neutral evaluation, explaining when these processes are most suitable, whether decisions are binding, and how they can help parties manage cost, risk and strategy. They are joined by Jack Swayne from the Construction team, who provides a practical overview of adjudication — a statutory, fast-paced process central to resolving construction disputes and maintaining cash flow. This episode offers a practical introduction to alternative ADR options and considers how they can be used to resolve disputes efficiently or narrow issues before litigation. This podcast is for general information only and does not constitute legal advice.

Alternative Dispute Resolution in the Litigation Landscape

In this episode, Dispute Resolution Associates Abbie Coleman and Tami Davis explore the growing role of Alternative Dispute Resolution (ADR) within the litigation process.  They break down the most common forms of ADR, outline the key advantages and potential drawbacks, and share practical tips for parties considering ADR as part of their strategy. Abbie and Tami also discuss how the courts are responding to ADR and the increasing judicial encouragement to engage with it early.  This concise soundbite offers clear, practical guidance for anyone navigating disputes in today’s legal environment.

Commercial Disputes: Strategy, Tactics & Avoiding the Courtroom

In this episode, Robin Henry [https://collyerbristow.com/people-listing/robin-henry/], Head of Dispute Resolution at Collyer Bristow, sits down with Senior Associate Nichola Leach [https://collyerbristow.com/people-listing/nichola-leach/] to unpack the modern landscape of commercial disputes. They explore how in-house counsel can manage risk, protect business interests, and resolve disputes strategically, often without going to court. With practical examples and sharp insight, Robin and Nichola discuss early-stage intervention, the rise of mediation and arbitration, and why a proactive approach to disputes can offer significant cost and reputational benefits. This is a must-listen for legal teams navigating commercial risk or looking to build stronger relationships with their litigation advisors. What You’ll Learn: * How early engagement can de-escalate potential litigation * The strategic role of mediation and ADR in commercial disputes * Common pitfalls businesses face when disputes arise * How in-house and external counsel can collaborate most effectively * Why a cost-benefit mindset matters in dispute resolution Duration: 16 minutes

Secret Commissions - What's the latest?

Topic: Secret commissions, fiduciary duties, and recent case law updates In this episode Collyer Bristow's Head of Commercial Disputes, Robin Henry [https://collyerbristow.com/people-listing/robin-henry/] and Associate, Commercial Disputes, Abbie Coleman [https://collyerbristow.com/people-listing/abbie-coleman/] discuss secret commissions, a crucial issue in financial services and brokerage arrangements. They explore the legal obligations of agents, fiduciary duties, and the impact of recent court rulings on businesses and consumers. Key discussion points include: ✅ What qualifies as a secret commission? ✅ The difference between fully secret vs. half-secret commissions ✅ The implications of the landmark Wood v Commercial First Business Ltd (2021) ✅ How the Johnson, Wrench & Hopcraft (2024) cases affect the motor finance sector ✅ Legal remedies available for undisclosed commissions Whether you're a financial professional, legal expert, or consumer interested in fair financial practices, this episode unpacks the latest legal developments in secret commissions and their broader implications. 🎧 Available on Spotify, Apple Podcasts, and all major platforms. 💡 Need expert advice? Contact our Commercial Disputes team at Collyer Bristow for guidance on secret commissions and fiduciary obligations. #SecretCommissions #FinancialLaw #LegalPodcast #CommercialDisputes #CollyerBristow