Financial Promotions – evolving challenges and novel solutions

The Secret Lives of Company Secretaries

In this episode of Operations Unpacked, hosts Victoria Sena and Colin Anderson sit down with Tom Cluett and Gwen Norman from Redwood Co Sec Limited to explore the often-overlooked world of company secretaries. From behind-the-scenes governance to the realities of compliance and board dynamics, they reveal what the role really involves day to day—along with a few surprises about the “secret lives” of those who keep organisations running smoothly. ---------------------------------------- Hosted on Acast. See acast.com/privacy [https://acast.com/privacy] for more information.

Regulatory Transactions Reporting

In this episode of Operations Unpacked, hosts Victoria Sena and Alan Burr are joined by Matthew Vincent and Nicholas Bruce to explore the complexities of regulatory transaction reporting. The discussion delves into the critical role that accurate and timely reporting plays in maintaining market integrity and meeting regulatory obligations. Drawing on their industry experience, the guests unpack common challenges firms face, including data quality issues, evolving regulatory expectations, and the operational burden of compliance. The conversation also highlights best practices, practical insights, and the importance of strong governance frameworks to ensure effective reporting processes. This episode offers valuable perspectives for professionals navigating the ever-changing regulatory landscape within financial services. ---------------------------------------- Hosted on Acast. See acast.com/privacy [https://acast.com/privacy] for more information.

A Day in the Life - CISI award-winner Samantha Moore on building a career in finance and leadership in Trade Operations

In this episode of Operations Unpacked, hosts Victoria Sena and Rachel Clark sit down with Samantha Moore from Partner Capital to lead about a Day in the Life in Business Operations. They discuss challenges and opportunities that come with a career in operations; how to navigate steep learning curves; the importance of mentors in early stages of a career; what a typical day in operations looks like; the importance of policies and procedures; how operational staff can be leaders; what moving to another country involves; what makes a good operational professional beyond technical capabilities; what to do when things go wrong; important operational skills; what the EOS system is; and how to lead teams that may be unseen, but are critical to the success of a business. ---------------------------------------- Hosted on Acast. See acast.com/privacy [https://acast.com/privacy] for more information.

Paul Darroch Groden on Exam Preparation

In this episode of the CISI podcast Operations Unpacked, hosts Victoria Sena and Colin Anderson are joined by Paul Darroch Groden to discuss effective exam preparation. Paul shares practical guidance on how candidates can approach their studies with confidence, covering strategies for structuring revision, managing time, and making the most of available learning resources. The conversation offers valuable insights for anyone preparing for CISI examinations, highlighting common challenges and practical tips to help learners perform at their best. ---------------------------------------- Hosted on Acast. See acast.com/privacy [https://acast.com/privacy] for more information.

Financial Promotions – evolving challenges and novel solutions

In this episode of Operations Unpacked, from the Chartered Institute for Securities & Investment (CISI), industry experts Phil Clements and Stacey Onyido explore the evolving landscape of financial promotions. Moderated by hosts Victoria Sena and Colin Anderson, the discussion examines emerging regulatory expectations, common compliance challenges, and innovative approaches firms are adopting to navigate an increasingly complex environment. A timely and practical conversation for operations and compliance professionals seeking clarity in a fast-changing space. ---------------------------------------- Hosted on Acast. See acast.com/privacy [https://acast.com/privacy] for more information.